We look forward to establishing a relationship with you that is beneficial to all of us. In order to ensure you have a complete understanding of the provincial registrations/licenses we hold, how we are compensated and the connected business relationships we have, this document has been created to disclose all relevant information to you. If you have any questions we would be pleased to discuss them with you.
1. The Tyler Group Financial Services: The Tyler Group Financial Services operates as a financial planning firm in the province of Saskatchewan. This company is completely independent of PEAK Investment Services Inc. Rod Tyler is an advisor with The Tyler Group Financial Services. Al Kimber is an advisor as well as an Officer (Secretary/Treasurer) with The Tyler Group Financial Services. Gene Irwin is an advisor with The Tyler Group Financial Services. These activities are not the business or responsibility of PEAK Investment Services Inc.
2. PEAK Investment Services Inc.: Rod Tyler, Al Kimber, and Gene Irwin are registered representatives of PEAK Investment Services Inc. a registered mutual funds dealer in British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Prince Edward Island, Nova Scotia, Newfoundland and the Northwest and Yukon Territories. PEAK Investment Services Inc. is a wholly-owned subsidiary of the PEAK Financial Group. In recommending a mutual fund to you, it is our responsibility to ensure the fund selected is suitable for your specific investment objectives, your financial position and the level of risk you are willing to assume, regardless of the nature or source of compensation that we will receive from the transaction.
3. Life Insurance Company: Rod Tyler and Al Kimber are licensed with the Insurance Council of Saskatchewan. The Tyler Group Financial Services is also licensed with the Insurance Council of Saskatchewan. Canada Life sponsors the insurance license of The Tyler Group Financial Services as well as the insurance licenses of Rod Tyler and Al Kimber. Rod Tyler also holds insurance licenses in the provinces of British Columbia, Alberta, Manitoba and Ontario. These licenses allow Rod Tyler, Al Kimber or The Tyler Group Financial Services to sell life insurance, disability products, segregated funds, annuities and other insurance-related products. We may, from time to time, sell insurance products through other Life Insurance companies. Commissions received through the sale of these products are paid directly to me from the Insurance company or through an insurance agency. These activities are not the business or responsibility of PEAK Investment Services Inc.
All expenses and fees for each of your mutual fund transaction(s) including management expenses, redemption fees and commissions must be disclosed to you at the time the transaction is initiated. The specific application of these fees is detailed in the prospectus or fund facts document. It is recommended that you read the prospectus and/or fund facts document carefully and retain it for future reference.
Securities Regulations and the Privacy Code require that your client account information be kept confidential. This information will not be disclosed to any third party unless you provide your consent in writing.
Mutual funds are sold through PEAK Investment Services Inc. All other products and services are provided through The Tyler Group Financial Services.